As more financial firms use social media to reach and engage with customers, regulators including the SEC and FINRA still require that they preserve social media posts and...
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As more financial firms use social media to reach and engage with customers, regulators including the SEC and FINRA still require that they preserve social media posts and...
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The U.S Securities and Exchange Commission released its Division of Exams 2021 Examination Priorities last week, outlining the key risks, trends and examination priorities for the year...
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For the eighth consecutive year, Global Relay has been recognized as a ‘Leader’ in the Gartner Magic Quadrant for Enterprise Information Archiving (EIA). Gartner, a leading research and...
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It has been just over 120 days since the US Securities and Exchange Commission’s (SEC) Regulation Best Interest (REG BI) rules came into effect, which made it a legal requirement for...
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As the number of electronic communication platforms continues to grow, companies face not only greater risks and higher costs from not managing and storing those messages properly, they...
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The rise of collaboration platforms such as Slack may have made the transition to remote working easier, but it has created fresh challenges for information governance and in-house legal...
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