Your go-to source for the latest in archiving news and Global Relay developments

Stay Connected With Us

Compliance, Records Retention, Technology

The Gartner® Top Strategic Technology Trends for 2022
By Global Relay on December 8, 2021

In its recently launched Top Strategic Technology Trends for 2022™ report, Gartner® reveals 12 key technology trends that organizations will need to explore over the next year and beyond,...

Continue Reading

Compliance, ESG

Fund Managers Should Pay Attention To Warning Signals From COP26
By Alex Viall on November 19, 2021


Continue Reading
Market Abuse Risk in Rates and Fixed Income Markets
By Alex Viall on November 17, 2021

The UK Financial Conduct Authority (FCA) just released the latest issue of Market Watch, its regular newsletter on market conduct and trade reporting. Issue 68 focuses on gaps in...

Continue Reading

Records Retention, SEC Compliance

SEC Wall Street Inquiry a Forewarning to Financial Firms on Employee Supervision
By Chip Jones on October 18, 2021

Last week, an inquiry opened by the U.S. Securities and Exchange Commission (SEC) into how a number of Wall Street banks are keeping track of their employee communications grabbed headlines.

Continue Reading
A Q&A with Chip Jones
By Global Relay on October 1, 2021

After 20 years supporting its member Broker-Dealers at FINRA, Chip Jones knows a thing or two about compliance. Here, after nearly a year with Global Relay as its Executive Vice President...

Continue Reading
FINRA Report Timely Amid Diverse Cloud-Based Options for Advisors
By Chip Jones on August 23, 2021

FINRA's Best Practice Advice is Timely Amid More Prevalent Cloud-Based Strategies for Advisors

Continue Reading