JPMorgan Chase was slapped with a $920 million mega-fine after the US bank failed to detect a group of employees manipulating markets by trade spoofing, underscoring the huge risks...
Continue ReadingJPMorgan Chase was slapped with a $920 million mega-fine after the US bank failed to detect a group of employees manipulating markets by trade spoofing, underscoring the huge risks...
Continue ReadingAttracting new prospects—or even retaining existing clients—could be about to get trickier as the SEC proposes the first changes to its advertising rules for investment advisors since...
Continue ReadingWhen the coronavirus pandemic forced governments around the world to impose lockdowns, businesses scrambled to adapt almost overnight.
Continue ReadingMobile Archiving and Compliance
Imagine you’re sitting in a coffee shop and a client sends you a text message asking you a simple question. You know the answer, but you don’t respond because your firm has a strict...
Continue ReadingAre your supervision policies failing to capture the right content for review? Are your custom policies drowning your reviewers in irrelevant messages?
Continue ReadingFinancial services regulation transformed dramatically post-2008, in an attempt to avoid a recurrence of the financial markets collapse and protect the interests of financial services...
Continue ReadingGlobal Relay is the leading provider of cloud archiving, compliance, information governance and eDiscovery solutions for the global financial sector and other highly regulated industries. Global Relay delivers services to over 23,000 customers in 90 countries, including 22 of the top 25 banks. Global Relay Archive supports email, IM, Bloomberg®, Refinitiv, social media, mobile messaging and more - with mobile, Outlook and web access.
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