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Best Practices for Slack eDiscovery and Legal Hold
By Global Relay on October 7, 2020

The rise of collaboration platforms such as Slack may have made the transition to remote working easier, but it has created fresh challenges for information governance and in-house legal...

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Why Texas Senate Bill 944 Shouldn’t Mean No-Texting for Public Officials
By Global Relay on October 6, 2020

Ever since the Texas Legislature updated its Public Information Act last summer with the passing of Senate Bill 944, work-related text messages sent by public officials are now a matter...

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JPMorgan’s Record Spoofing Settlement Spotlights Dangers of Ineffective Supervision Policies
By Global Relay on October 2, 2020

JPMorgan Chase was slapped with a $920 million mega-fine after the US bank failed to detect a group of employees manipulating markets by trade spoofing, underscoring the huge risks...

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SEC Compliance

SEC Advertising Rules: Guidance on Proposed Amendments
By Global Relay on September 17, 2020

Attracting new prospects—or even retaining existing clients—could be about to get trickier as the SEC proposes the first changes to its advertising rules for investment advisors since...

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Policy Management

Business Continuity: The Critical Role of Policy Management
By Global Relay on September 15, 2020

When the coronavirus pandemic forced governments around the world to impose lockdowns, businesses scrambled to adapt almost overnight.

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Mobile Archiving and Compliance

When No-Texting Policy Impacts Client Experience it’s Time to Get Compliant
By Global Relay on August 25, 2020

Imagine you’re sitting in a coffee shop and a client sends you a text message asking you a simple question. You know the answer, but you don’t respond because your firm has a strict...

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